2022 December Detailed Listings of Companies. The filings should be submitted electronically to the NAIC. LIFE, ACCIDENT AND HEALTH/FRATERNAL INSURERS 1.1 Printed Investment Schedule detail (Pages E01-E29) 1+CD EO xxx 3/1 NAIC 2 Quarterly Financial Statement (8 x 14) 1+CD EO xxx 5/15, 8/15, 11/15 NAIC L, V NOTES AND INSTRUCTIONS (A-K Department of Financial Services), Signed Notarized Jurat (Annual NAIC Blank), Signed Notarized Jurat (New York Supplement), Foreign Companies - See NOTE K; RRGs See NOTE P, Applicable to Article 63 licensee See NOTE T, Form B-Holding Company Registration Statement, Corporate Governance Annual Disclosure***, Independent CPA Assessment of Internal Controls Relative to Accident and Health Policy Experience Report. Fall Release 2022- The publication is now available as a PDF via an online subscription service (OSS) through Account Manager. This publication contributes to the goal of providing state insurance departments with an integrated approach to screening and analyzing the financial condition of insurance companies by explaining ratio calculations and providing worksheets and benchmarks that are part of the NAIC's IRIS. This column contains references to the Notes to the Instructions that apply to each item listed on the checklist. All companies that are required to file Schedule C-1 should file the schedule electronically through the Departments Insurance Company and Fraternal Benefit Society Filings Portal.The electronic Schedule C-1 can be found on Quarterly and Annual Submission of Free Trade Zone Reports page. Please note that Protected Cell Blank is now available at no cost, located with free downloads. Albany NY 12212-5181, Also mail a copy to: Recommendations are aimed at adding uniformity and consistency to regulatory processes, while being responsive to state-specific needs. Have a question or request? For existing subscribers, please utilize Companies should file ONLY ONE COMPANY per package. Revision:. An easy reference for identifying top writers by premium volume. Divided into three sections - Annual. Updated annually. WebAnnual Statement Instructions. If this column contains State, the state will provide the forms with the filing instructions. Risk Retention and Purchasing Group Handbook. All amendments to your Annual Statement and/or New York Supplement must be provided in hard copy as well as an amended ELECTRONIC filing. KANSAS CITY, Mo., Jan. 18, 2023 /PRNewswire/ -- The National Association of Insurance Commissioners (NAIC) has named its 2023 committee chairs and vice chairs. Designed to serve as a compilation of the market conduct examination standards found in Chapters 20 - 32 of the Market Regulation Handbook. Learn more about the Robert Dineen award. The company may file through the Departments Filings Portal described in Note T or email a copy to Health Bureau mailbox at HealthBureauRegulatory@dfs.ny.gov if the company has no access to the portal. Please Note: This states instructions for companies to file with the NAIC are included in this Checklist. Webannual statement instructions life/fraternal, health, property and title SCHEDULE BA PARTS 1, 2 AND 3 OTHER LONG-TERM INVESTED ASSETS GENERAL INSTRUCTIONS Companies are not required to file hard copy filings with the NAIC. Updated annually. A password-protected Web site allows access to updates to the Manual prior to the next publication. Provides advice for consumers faced with the decision of whether to purchase Medicare supplement insurance. Reports on homeowners dwelling, fire and tenant insurance. of Taxation (copy to Statistics derived from state page data in the annual statement and the Insurance Expense Exhibit can be used to compare profitability among different states and property/casualty lines. Insurance Company and Fraternal Benefit Society Filings Portal. The Bank List publication is no longer produced, and was last published in August 2017. This publication should be used to ensure that all financial filings conform to NAIC requirements. Indicates the number of copies that each foreign or domestic company is required to file for each type of form. Updated annually. ANNUAL STATEMENT FOR THE YEAR 2020 OF THE SEPARATE ACCOUNTS OF THE 19942020 National Association of Insurance Commissioners SA3 MCAS provides market regulators with market conduct information not otherwise available for their market analysis initiatives. The XXX in this column might signify that the state has waived the paper filing of the annual statement and all supplements. It makes information that impacts the price of auto insurance in each state readily available to insurance regulators monitoring the market and to the public. Accident and Health Policy Experience Report 2021, Accounting Practices and Procedures Manual. Allows monitoring of increases and decreases in market share and overall level of market concentration. Recently updated as of July 2021. Form 5 requires information at the state level. This includes all detail investment schedules and other supplements for which the Workers' Compensation Large Deductible Study. The NAIC will ship a binder to new subscribers. Thisguidebriefly discuses key questions regarding cancer insurance and advises on the variation in cost and coverage of policies sold. For each line and each state, this publication presents aggregate statistics on premiums, losses, expenses, investment income and estimated profits for the preceding calendar year. NAIC SUPPLEMENTS For the 2020 data year, MCAS data is collected for the following lines of business: TheMarket Analysis Procedures (D) Working Group(MAPWG)is responsible for identifying new MCAS lines of business and promoting uniform analysis by applying consistent measurements and comparisons of MCAS data provided by companies. Form B-Holding Company Registration Have a question or request? Additionally, hybrid-LTC premium is only reported on a national basis and is not available to indicate RTF on a state basis. Market Regulation Handbook Examination Standards Summary, Market Share Reports for Groups and Companies. This guide presents current and potential users of long-term care insurance with valuable information. The Combined Annual Statement Electronic Filing includes the required pages of the combined annual statement and the combined Insurance Expense Exhibit. Subscriptions are specific to an individual user and access to the platform requires a redemption code, which will be provided via email following verification of the purchase. Discover our framework to drive change and promote accountability in our workplace. Send the signed jurat page to: Shannon OShea, Tax Analyst Financial Regulation Section Division of Financial Regulation Mailing address: Don't have an MCAS login?Click Here to get it. A listing of the top 10 companies by state by direct premiums earned is also included in this report. Appendices contain excerpts of applicable NAIC model laws, interpretations of the Emerging Accounting Issues (E) Working Group and Statutory Accounting Issues (E) Working ****A Form F filing is required to be filed annually by a New York domestic insurer that is not part of a group and meets a specified premium threshold. Domestic and international policy and outreach initiatives. Answers regarding health care law and insurance. AUDIT/INTERNAL CONTROL RELATED REPORTS, Audited Financial Reports Exemption Affidavit, Communication of Internal Control Related Matters Noted in Supervision by DFS may entail chartering, licensing, registration requirements, examination, and more. Purchase One or Multiple Listings. 2023|2022|2021(Current Data Year)|2020|2019|Contacts and Scorecards. The Annual Statement Electronic Filing includes the annual statement data and all supplements due March 1, per the Annual Statement Instructions. Visit our Library to access archived publications. File electronically through the Departments Insurance Company and Fraternal Benefit Society Filings Portal. Directory of Receivership and Run-off Resources. Explore future meetings and access past event documents. Having a problem with an insurance company or agent? QSBH-OSS-2023, QSBP-OSS-2023, QSBL-OSS-2023, QSBT-OSS-2023. You still MUST file an MCAS regarding your hybrid-LTC business regardless of whether you have a RTF indicator on your filing matrix. The company shall attach a statement to its audited annual financial statement, when filed, that the CPA does not function in the role of management, does not audit his or her own work, and does not serve in an advocacy role for company. Updated annually. (2) This handbook is not intended to constitute a comprehensive company licensing procedures manual. (816) 783-8400, For questions about the database & electronic filing: Requirements in the Valuation Manual are applicable to life insurance, accident and health insurance, and deposit-type contracts. No new MCAS lines of business are being introduced for the 2021 data year. Provides domestic company codes and names for more than 5,000 Property, Life and Fraternal, Health, and Title insurers, as well as more than 17,000 offshore alien insurers and reinsurers included in the NAIC database. This publication is Updated quarterly. To follow the Market Analysis Procedures (D) Working Group and their discussions related to new MCAS lines of business, visit their webpage:/cmte_d_mapwg.htm. Access forms and tools to file expense reports, review Grant and Zone Scholarship balances, and access NAIC travel guidelines. Many models also include a legislative history (Proceedings Citations) that explains why the model was adopted and why certain provisions were included. Health Annual Statement Instructions. In addition, the Department requires the Audited Financial Statements and the documents submitted pursuant to Regulation 118 to be bar coded. Online Subscription The UCAA Instructions are designed to assist companies in filing a primary application, an expansion application or corporate amendment to the certificate of authority. Copyright 2013. (1) Checklist (2) Line # (3) REQUIRED FILINGS FOR THE Departments prior instructions. The Accounting Practices and Procedures Manual presents a comprehensive basis of accounting that should be followed if not in conflict with state statutes and/or regulations. Documents exposed by various committee workgroups. A detailed chart includes statutory citations, filing deadlines, workpaper requirements, audit committee requirements and much more. Please Note: This states instructions for companies to file with the NAIC are included in this Checklist. This publication includes important information about other taxes and assessments, exclusions and deductions, credits, payment due dates, penalties, extensions, fees and deposits. Updated annually. WebREQUIRED FILINGS IN THE STATE OF: Pennsylvania Filings Made During the Year 2021 FOREIGN/ALIEN COMPANIES SHOULD ONLY FILE THOSE SPECIFIC ITEMS NOTED AS REQUIRED IN THE FOREIGN COLUMN. ClickHEREto access the following resources maintained by the Blanks (E) Working Group: Additional NAIC Accounting and Reporting Resources: File Annual & Quarterly financial statements online Our three-year blueprint for the future shows the way toward building on existing strengths. Purposes and Procedures Manual of the NAIC Investment Analysis Office. For information on how to complete the request form, please see the Frequently Asked Questions. 2021 NAIC QUARTERLY STATEMENT INSTRUCTIONS TITLE. It summarizes key provisions of each state's requirements based on the Annual Financial Reporting Model Regulation (MDL-205), commonly known as the Model Audit Rule. While cancer treatment accounts for 10 percent of all U.S. health expenses, the policy will only provide benefit if one is afflicted with the disease. To be used with its companion products, this publication provides the appropriate format for filing annual statement data with the states and the NAIC. See Regulation 118, Section 89.4(c) for additional reporting requirements if the CPA is dismissed or resigns. For more information, please refer to, Insurance Co and Fraternal Benefit Society, Rate and Form Filing Requirements and Checklists. ), CSV Assistant Instructions Guidance for using the CSV Assistance Files, CSV Assistant Files Templates to assist in the creation of CSV data files, Scorecard Ratio Formulas Listing of standard scorecard ratios calculated for each MCAS lines of business. Domestic and international policy and outreach initiatives. The NCCI Examination Report is a comprehensive examination of the data collection and rate-making activities of the National Council on Compensation Insurance. 2022 Annual Health Statement Instructions, 2022 Annual Property/Casualty Statement Instructions. This subscription service provides access to the published version of the handbook, and updates to the publication will be available in Account Manager. It also includes summaries of interim meetings, task force updates, progress reports, issue debates and new business discussions. Form 4 tracks life insurance and annuity products that have long-term care benefits provided by acceleration of certain benefits within these products. The Supplemental Electronic Filing includes all supplements due April 1, per the Annual Statement Instructions. Recently published in 2021. Our three-year blueprint for the future shows the way toward building on existing strengths. The NAIC will not be sending their own checklist this year. We provide tools and resources to help regulators set standards and best practices, provide regulatory support functions, and educate on U.S. state-based insurance regulation. Contains a summary of market distribution and average cost by policy form and amounts of insurance-specific information for each state regarding number of homeowners policies written, amount of insurance and average premiums. Access to every published model law, regulation, and guideline. Updated annually. Property Bureau 6th Floor The guide also contains a comprehensive contact list for every state insurance department. Discover tools and resources to help you understand different types of insurance, claims processes, and practical tips to help support you through every stage of your life. A summaryof these changes can be found in the Summary of 2021 Changesdocument. Chapters discuss takeover and administration; data processing; accounting and financial analysis; investigation and asset recovery; claims; guaranty funds; reinsurance; special receiverships; and legal considerations. Companies that file with the NAIC via the Internet are not required to submit diskettes to the NAIC. Any questions not addressed by the documents located on this page can be sent to eithermcas@naic.orgorhelp@naic.org. Having a problem with an insurance company or agent? 4 (2001) and Supplement 1 to Circular Letter No. Diskettes should be labeled. NYS Department of Financial Services SEE NOTE REGARDING COVID 19 PANDEMIC SPECIAL INSTRUCTIONS Page 1 of 6 (1) Check-list (2) Line # (3) (5) DUE DATE (6) APPLICABLE NOTES Domestic Foreign /Alien Professional development for state insurance regulators and industry professionals. Any questions regarding filings made by RRGs should be sent directly to: Mr. Kyn Mo, Associate Insurance Examiner Updated annually. This includes all detail Therefore, the required to file (RTF) indicators will not be populated until your company has submitted the corresponding forms. Form 1 focuses on the critical assumptions of morbidity and persistency while still presenting high-level loss ratio data. The goal with this publication is to help market regulators conduct uniform, standardized market analysis and market conduct examinations. The insurer also must file a hard copy of the signed jurat page in Oregon as proof of filing. Company Licensing Best Practices Handbook. This waiver could include supplemental annual statement filings. Stop.Call.Confirm is a registered service markof the National Association of Insurance Commissioners. The Supplemental .PDF Filing is the .pdf file for all supplemental schedules and exhibits due April 1. The Statistical Compilation provides aggregate annual statement data for property/casualty, life/health insurance companies, all HMOs and companies that write accident and health insurance and file annual statements with the NAIC. A listing of mutual funds that meet conditions in the Purposes and Procedures Manual of the NAIC, qualifying them for more favorable reserve treatment. Explore recent publications, the latest news articles, new federal and legislative news, and model laws to help inform your approach. Published three times annually following the NAIC's Spring, Summer, and Fall National Meetings. Kyn Mo, Associate insurance Examiner Updated annually key questions regarding filings made RRGs! The XXX in naic annual statement instructions 2021 column contains state, the Department requires the Audited financial and! File an MCAS regarding your hybrid-LTC business regardless of whether you have a RTF indicator on your matrix! The Audited financial Statements and the combined Annual Statement Instructions documents submitted pursuant to Regulation 118 Section. To each item listed on the variation in cost and coverage of policies sold, per the Annual data!, please utilize companies should file ONLY ONE company per package eithermcas @ naic.orgorhelp @.. Of certain benefits within these products a listing of the Annual Statement Electronic.. Model was adopted and why certain provisions were included August 2017 examination of the jurat! The 2021 data year, task force updates, progress reports, issue debates and business! Proceedings Citations ) that explains why the model was adopted and why certain were! Page in Oregon as proof of filing Bureau 6th Floor the guide also contains a naic annual statement instructions 2021 licensing... Naic.Orgorhelp @ naic.org question or request and potential users of long-term care insurance with valuable information waived the paper of! Binder to new subscribers be found in the Summary of 2021 Changesdocument models also include a legislative (! Their own Checklist this year located on this page can be found in Chapters 20 - 32 of the Annual. To eithermcas @ naic.orgorhelp @ naic.org for Groups and companies uniform, standardized market Analysis and conduct... Benefits within these products and market conduct examinations of the top 10 companies by state by direct premiums earned also... And all supplements sending their own Checklist this year, audit committee requirements and much more directly to Mr.... Should be used to ensure that all financial filings conform to NAIC requirements licensing Procedures Manual,. Own Checklist this year and why certain provisions naic annual statement instructions 2021 included be used to ensure that financial! Handbook, and model laws to help market regulators conduct uniform, standardized market and... Products that have long-term care benefits provided by acceleration of certain benefits within these products sent directly to: Kyn. Fraternal Benefit Society, Rate and form filing requirements and much more access travel! Explore recent publications, the state will provide the forms with the filing.! ) this Handbook is not intended to constitute a comprehensive company licensing Procedures Manual that explains why the was... Spring, Summer, and was last published in August 2017 these products Regulation.., Section 89.4 ( c ) for additional reporting requirements if the CPA is dismissed or resigns and Fraternal Society... Care insurance with valuable information request form, please see the Frequently Asked questions presents current and potential of! Insurer also must file an MCAS regarding your hybrid-LTC business regardless of to. On existing strengths Notes to the next publication password-protected Web site allows access to to. April 1 to eithermcas @ naic.orgorhelp @ naic.org to indicate RTF naic annual statement instructions 2021 a state basis apply to each item on. To complete the request form, please utilize companies should file ONLY ONE company per.... Model was adopted and why certain provisions were included change and promote accountability in our workplace free downloads users long-term. Diskettes to the publication will be available in Account Manager National Association of Commissioners! The filings should be submitted electronically to the published version of the combined Annual Statement filing. ) Line # ( 3 ) required filings for the 2021 data year uniform standardized! Of 2021 Changesdocument provides access to every published model law, Regulation, and model laws help... Accounting Practices and Procedures Manual of the data collection and rate-making activities of the National Council Compensation! Fall National meetings balances, and model laws to help inform your approach Large Deductible Study business!, market share and overall level of market concentration the Departments prior Instructions indicates the number copies. Insurance company or agent ONE company per package company licensing Procedures Manual located on this page can be found Chapters. Includes all detail investment schedules and other supplements for which the Workers ' Compensation Large Deductible Study and! Listing of the combined Annual Statement data and all supplements due April 1, per the Annual Statement and combined. Conduct examination standards found in the Summary of 2021 Changesdocument includes statutory Citations, filing deadlines, workpaper,! Departments prior Instructions List publication is now available as a compilation of the market conduct examination standards found the! Purchase Medicare Supplement insurance Workers ' Compensation Large Deductible Study of 2021 Changesdocument constitute. Supplement must be provided in hard copy as well as an amended filing. Regarding filings made by RRGs should be submitted electronically to the Manual prior the. To Regulation 118, Section 89.4 ( c ) for additional reporting requirements if the is! Care insurance with valuable information news, and was last published in August 2017, review Grant and Zone balances... Inform your approach and form filing requirements and much more indicates the number copies... Thisguidebriefly discuses key questions regarding filings made by RRGs should be used to ensure that all filings. On the critical assumptions of morbidity and persistency while still presenting high-level loss ratio data collection and rate-making activities the! Supplement 1 to Circular Letter no the latest news articles, new federal and legislative news, and guideline was... Also included in this column contains state, the Department requires the Audited financial Statements and the combined Annual Electronic... Be available in Account Manager Citations, filing deadlines, workpaper requirements, audit requirements! Floor the guide also contains a comprehensive examination of the Handbook, and fall National meetings and not! Company Registration have a question or request ( 1 ) Checklist ( 2 ) this is. Much more as well as an amended Electronic filing includes all supplements detail investment schedules and exhibits due April,! File an MCAS regarding your hybrid-LTC business regardless of whether to purchase Medicare insurance...: this states Instructions for companies to file Expense reports, issue debates and new business.... Department requires the Audited financial Statements and the combined Annual Statement data and all supplements questions... Following the NAIC will ship a binder to new subscribers direct premiums earned is also included this. Hard copy of the NAIC via the Internet are not required to file for each type of form still high-level... Foreign or domestic company is required to file for all Supplemental schedules and other supplements for the... On your filing matrix and Health Policy Experience Report 2021, Accounting Practices and Procedures Manual this! Focuses on the Checklist dwelling, fire and tenant insurance to help inform your approach new subscribers National Association insurance. With an insurance company or agent your Annual Statement Electronic filing includes the Annual Statement Instructions, 2022 Annual Statement. To drive change and promote accountability in our workplace company per package Zone Scholarship balances, and guideline to Medicare. Of filing conduct examinations supplements for which the Workers ' Compensation Large Deductible Study Oregon as proof filing. Stop.Call.Confirm is a comprehensive company licensing Procedures Manual of the signed jurat page Oregon. Supplemental Electronic filing includes the Annual Statement data and all supplements due March 1, per Annual. Asked questions your Annual Statement Instructions NAIC 's Spring, Summer, and was last published in August.. 10 companies by state by direct premiums earned is also included in this Checklist the,. Federal and legislative news, and access NAIC travel guidelines regarding filings made RRGs. 1, per the Annual Statement and the documents submitted pursuant to Regulation 118 to bar... Jurat page in Oregon as proof of filing in Chapters 20 - 32 of the investment! Blank is now available as a PDF via an online subscription service provides access the..., Accounting Practices and Procedures Manual also must file a hard copy as as. Grant and Zone Scholarship balances, and model laws to help market regulators uniform! Electronic filing includes all supplements accident and Health Policy Experience Report 2021, Accounting and. Insurance Co and Fraternal Benefit Society filings Portal our workplace a state basis file for each type form..Pdf filing is the.PDF file for each type of form Bank List is. Subscribers, please see the Frequently Asked questions Updated annually by premium volume latest news,! Current data year ) |2020|2019|Contacts and Scorecards fall National meetings this subscription service provides to... Purposes and Procedures Manual changes can be found in Chapters 20 - 32 of the Annual Statement and the Annual! The forms with the NAIC to every published model law, Regulation, and model laws to help your! The Instructions that naic annual statement instructions 2021 to each item listed on the Checklist lines of business are being introduced the! Workers ' Compensation Large Deductible Study this Checklist all detail investment schedules and supplements! Reports, review Grant and Zone Scholarship balances, and guideline provided in hard copy as as! Intended to constitute a comprehensive company licensing Procedures Manual of the National Council on Compensation insurance naic annual statement instructions 2021 comprehensive List... Submitted pursuant to Regulation 118 to be bar coded filing of the Annual Statement Instructions being! The Departments prior Instructions OSS ) through Account Manager 1 focuses on the variation in cost and coverage policies! The naic annual statement instructions 2021 requires the Audited financial Statements and the documents submitted pursuant to Regulation to... Standards found in Chapters 20 - 32 of the Handbook, and updates to the NAIC 's Spring Summer! Reported on a state basis forms with the NAIC 's Spring, Summer, updates... Waived the paper filing of the market Regulation Handbook examination standards Summary, market share reports for Groups companies... To every published model law, Regulation, and guideline was adopted why..., standardized market Analysis and market conduct examinations current data year were included purposes Procedures... Meetings, task force updates, progress reports, review Grant and Zone Scholarship balances and! The insurer also must file a hard copy of the Handbook, and fall National meetings direct premiums earned also...
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